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Foran Branch Managers' Mutual Funds Exam Preparation Seminar

Foran Class Code: FBMF

Foran's Branch Managers' Mutual Funds Seminar will interest those preparing to write the Mutual Funds Branch Managers' exam. (Based on courses administered by the Investment Funds Institute of Canada)

This two-day seminar will assist the individual who requires the above course to become registered as a branch manager of a firm dealing in mutual funds.

Content: This two-day seminar covers key aspects of the Branch Managers' course including: regulatory framework; branch manager's responsibilities; setting up and running a branch; staffing and daily branch operations; managing accounts; sales documents; advertising rules and selling practices; salesperson N.R.D. registration procedures and required forms.

Toronto Dates:

March 10-11

Lectures: 8:30 a.m. - 5:00 p.m.
Total Hours of Instruction: 15 hours
Tuition: $595 + HST

Register Online
Continuing Education Credits: 15
Note on Foran Continuing Education (CE) Credits: Foran Financial Institute issues CE Credits for all of its licensing seminars. However, it is at the discretion of your compliance department whether Foran CE Credits fill CE Credit requirements.

Foran Financial Institute is an independent supplier of educational services. Its exam preparation courses are not sponsored by the Investment Funds Institute of Canada or any other industry organization.

Or call (416) 947-1922, for outside GTA call toll free at 1-800-565-0374.

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Your   Instructor

Doug Planche CFP, CLU, CH.F.C., F.L.M.I.
As Senior Vice President of Foran Financial Institute, Doug Doug instructs several seminars offered by Foran including the Life License Qualification (LLQP) support seminars, the mutual funds licensing support seminar, and a support seminar based on the Officers, Partners' and Directors course and Branch Managers' course, required for mutual funds registration. Prior to joining Foran Financial Institute, Mr. Planche worked in the insurance industry for 26 years and specialized in sales, management and training.