Advancing financial careers since 1987

 

Foran Conduct and Practices Handbook Course Exam Preparation Seminar

Foran Class Code: FCPC

The Foran Conduct and Practices Handbook seminar prepares you to pass your Canadian securities CPH exam and is designed for individuals who are being registered to sell securities in Canada.

CPH Course Content Covered:

This two-day Conduct and Practices Handbook Course seminar covers Canadian securities registrant code of ethics and standards of conduct.

Key topic areas include:
regulation of the securities industry and registration of securities industry participants; dealing with clients, opening accounts, sales and trading conduct, placing orders, types of accounts and orders; special transactions and products; rules and regulations of the stock exchanges, securities commissions. Practical applications of the rules and regulations will be discussed to give the participant a better understanding of how the investment business functions.

Toronto Dates:

November 2-3

Lectures: 8:30 a.m. - 6:00 p.m.
Total Hours of Instruction: 16 hours

Tuition: $495 + HST

Register Online  

Continuing Education Credits: 16
Note on Foran Continuing Education (CE) Credits:
Foran Financial Institute issues CE Credits for all of its licensing seminars. However, it is at the discretion of your compliance department whether Foran CE Credits fill CE Credit requirements.

To register for seminars please call (416) 947-1922, for outside GTA call toll free at 1-800-565-0374

Student Feedback on Foran Securities Seminars

Foran Financial Institute is an independent supplier of educational services. Its exam preparation courses are not sponsored by the Investment Funds Institute of Canada, the Institute of Canadian Bankers, or any other industry organization.

 

Most knowledgeable instructor I have ever seen in over 20 years in the industry. Extremely worthwhile, gives me the confidence to write the exam.

Richard Moncur,
Investment Planning Counsel
Instructor: Ron Foran, November 2013