Advancing financial careers since 1987


Foran Partners', Directors' and Senior Officers' Exam Preparation Seminar

Foran Class Code: FPDS

PDO Content Covered:

This two-day seminar covers content in the Partners’, Directors’ and Senior Officers’ course, including: securities regulation and capital markets in Canada; ethics; corporate governance; directors and officers liability; managing risk in the securities industry in Canada; consequences of non-compliance; private client brokerage and discount brokerage businesses; investment banking business; capital requirements and the distribution of securities in Canada.

In addition, contemporary issues facing partners and directors in the Canadian securities industry are discussed. Participants will receive the Foran sample exam book based on the PDO content, which contains approximately 1000 questions and answers and a sample exam.

Very helpful prep – excellent notes. Ron was really excellent! Very knowledgeable, patient and organized materials well. (He used) lots of great examples and focused on exam success and learning. Use of mnemonics was very helpful.

Raj Vijh, Lysander Funds

I wrote my exam and passed on my first attempt. Ron was an awesome, tireless instructor and I would highly recommend the course.

I would also say that Ron’s professionalism and passion for teaching, along with his sense of humor, was much appreciated.

Michelle B e3m Investments

Toronto Dates:

September 20-21
November 10-11
January - June 2015 dates will be available in late October

Vancouver Dates:

December 6-7
January - June 2015 dates will be available in late October

Toronto: 8:30 a.m. – 6:30 p.m.
Vancouver: 8:00 a.m. – 5:00 p.m.

Total Hours of Instruction: 16 hours
Tuition: $695 + HST or GST in Vancouver

Toronto Seminars

Register Online

Vancouver Seminars

Register Online
Or call (416) 947-1922, for outside GTA call toll free at 1-800-565-0374.

Continuing Education Credits: 16
Note on Foran Continuing Education (CE) Credits: Foran Financial Institute issues CE Credits for all of its licensing seminars. However, it is at the discretion of your compliance department whether Foran CE Credits fill CE Credit requirements.

Student Feedback on Foran Securities Seminars

Foran Financial Institute is an independent supplier of educational services. Its exam preparation courses are not sponsored by the Investment Funds Institute of Canada, the Institute of Canadian Bankers, or any other industry organization.