Foran Retail Securities Exam (RSE) Preparation Seminar

This seminar is offered in class in Toronto

Foran Course Code: FRSERegister Online

Foran offers a 5-day in class seminar in Toronto to help you prepare for the Retail Securities Exam (RSE). The exam is administered by the Canadian Investment Regulatory Organization (CIRO) with service provider Fitch Learning.Foran Retail Securities Exam (RSE) Preparation Seminar

RSE Content Covered:

This seminar covers key content from the Retail Securities Exam (RSE)  syllabus to help you prepare for the exam including:

  • Know Your Client (KYC) & Suitability
  • Fixed Income
  • Equities
  • Securities Analysis
  • Managed Products and Other Investments
  • Portfolio Construction
  • Investment Recommendations
  • Execution and Market Integrity
  • Monitoring, Reporting and Maintaining Client Relationships

SEMINAR INFORMATION

Upcoming Seminar dates:
November 2-6, 2026

Lectures: 8:30 am – 6:30 pm

Total Hours of Instruction: 45 hours

Seminar Duration: This is a 45-hour seminar delivered over 5 days.

Class Materials: Class materials include a copy of the seminar Powerpoints, class handouts, and a Question and Answer booklet containing multiple questions and answers based on the 9 topic areas covered in the course.

Investment :  $1200 + tax

Note: Registrations are taken through the website only- see the green Register Online button. The online registration process will take a pre-authorization on your credit card but no funds will be deducted until we confirm the class is going forward. You will receive an auto-response from the website confirming that your “order” has been received and we will email your confirmation.

Continuing Education Credits: 45

Note on Foran Continuing Education (CE) Credits: Foran Financial Institute issues CE Credits for all of its licensing seminars. However, it is at the discretion of your compliance department whether Foran CE Credits qualify for CE Credit requirements.

To register for this seminar please use our online secure registration process.

Note: Foran Financial Institute is an independent supplier of educational services. Its exam preparation courses are not sponsored by any industry organizations.

For more information call Foran Financial Institute at : (416) 947-1922, (Toronto), or for outside the GTA call toll free at 1-800-565-0374.

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