Foran Partners’, Directors’ and Senior Officers’ Exam Preparation Seminar
Foran Class Code: FPDS
This two day seminar will interest those preparing for the Canadian Securities Partners’, Directors’ and Senior Officers’ Exam.
PDO Content Covered:
This seminar covers content in the Partners’, Directors’ and Senior Officers’ course, including: securities regulation and capital markets in Canada; ethics; corporate governance; directors and officers liability; managing risk in the securities industry in Canada; consequences of non-compliance; private client brokerage and discount brokerage businesses; investment banking business; capital requirements and the distribution of securities in Canada.
In addition, contemporary issues facing partners and directors in the Canadian securities industry are discussed. Participants will receive the Foran sample exam book based on the PDO content, which contains approximately 1000 questions and answers and a sample exam.
Beginning January 2021 classes will be held at WaterPark Place, 20 Bay Street Toronto
September 8-10, 2021
November 24-26, 2021
Note: Registrations will be taken through the website only – see the green Register Online button below.
The online registration process will take a pre-authorization on your credit card but no funds will be deducted until we confirm the class is going forward.
You will receive an auto response from the website saying your ‘order’ has been received and we’ll email your confirmation details and confirm when class minimums have been met.
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Toronto: 8:30 a.m. – 6:30 p.m.
Continuing Education Credits: 16
Note on Foran Continuing Education (CE) Credits: Foran Financial Institute issues CE Credits for all of its licensing seminars. However, it is at the discretion of your compliance department whether Foran CE Credits fill CE Credit requirements.
Foran Financial Institute is an independent supplier of educational services. Its exam preparation courses are not sponsored by the Investment Funds Institute of Canada, the Institute of Canadian Bankers, or any other industry organization.
Great seminar, excellent real life examples for the areas covered. Neat memorization approaches. July 2020
Ron was easy to follow, well organized and well spoken. His real life examples really helped to hit the points. December 2019ATB Financial
Very helpful and focused on exam. Well worth the time and cost (and travel.) Thank you. December 2019Bitterroot Capital Advisors
Not sure why I wrote my exam before completing this course. I feel much better to re-write now. Great examples used. December 2019Financial Horizons Group
Ron is great. Well organized, very knowledgeable, great materials. September 2019Canso Investments