Foran Conduct and Practices Handbook Course Exam Preparation Seminar
Foran Class Code: FCPC
This 2-day Foran CPH seminar prepares you to pass your CPH exam, an IIROC 90-day requirement for those being registered to sell securities in Canada.
The Foran Conduct and Practices Handbook seminar study notes and quizzes and other in-class handouts will cover rules, regulations, practices and ethics for those being registered to sell securities in Canada.
CPH Course Content Covered:
This three-day Conduct and Practices Handbook Course seminar covers Canadian securities registrant code of ethics and standards of conduct.
Key topic areas include: regulation of the securities industry and registration of securities industry participants; dealing with clients, opening accounts, sales and trading conduct, placing orders, types of accounts and orders; special transactions and products; rules and regulations of the stock exchanges, securities commissions. Practical applications of the rules and regulations will be discussed to give the participant a better understanding of how the investment business functions.
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Lectures: 8:30 a.m. – 6:00 p.m.
Total Hours of Instruction: 24 hours
Tuition: $695 + HST
Continuing Education Credits: 24
Note on Foran Continuing Education (CE) Credits: Foran Financial Institute issues CE Credits for all of its licensing seminars. However, it is at the discretion of your compliance department whether Foran CE Credits fill CE Credit requirements.
To register for seminars please call (416) 947-1922, for outside GTA call toll free at 1-800-565-0374
Foran Financial Institute is an independent supplier of educational services. Its exam preparation courses are not sponsored by the Investment Funds Institute of Canada, the Institute of Canadian Bankers, or any other industry organization.
Very helpful course. I have no idea how you used to fit this into 2 days. Very full 3 days. Very helpful! August 2019Leede Jones Gable
Awesome, really puts the material into the real world. Great examples. August 2019IG Wealth Management