Foran Options Supervision Exam Seminar
Foran Class Code: FOPT
Foran’s Options Supervision Seminar will interest candidates preparing to write the Canadian Securities Options Supervision exam.
This two-day options supervision seminar is for branch manager, DROP and AROP candidates.
OPT Content Covered:
The seminar covers key areas of options including: options terminology and strategies; listed trading and clearing corporations; supervisory matters for DROPS, AROPS and branch supervisors; regulatory requirements for IAs; order execution and types of orders and margin requirements.
June 23-24 Cancelled
This course will only be available as part of the DFOL seminar going forward.
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Lectures: 8:30 a.m. – 6:00 p.m.
Total Hours of Instruction: 16 hours
Continuing Education Credits: 16
Note on Foran Continuing Education (CE) Credits: Foran Financial Institute issues CE Credits for all of its licensing seminars. However, it is at the discretion of your compliance department whether Foran CE Credits fill CE Credit requirements.
Foran Financial Institute is an independent supplier of educational services. Its exam preparation courses are not sponsored by the Investment Funds Institute of Canada, the Institute of Canadian Bankers, or any other industry organization.